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The Series-63 is a state law exam that qualifies individuals to solicit orders for securities within a state.
Anyone sponsored by a FINRA-member firm or registered with a state securities regulator can take the exam.
The exam lasts 75 minutes in total.
The test includes 60 scored multiple-choice questions plus 5 unscored pretest items.
You need to score at least 72 percent to pass the exam.
You can retake it after a 30-day waiting period following each failed attempt.
It covers state securities regulations, ethical practices, fiduciary duties, and compliance principles.
No formal prerequisites exist, but most candidates complete or plan to take Series-6 or Series-7 exams.
The exam fee is approximately $147, payable at the time of registration.
Aim for at least 80 percent on practice tests to increase your chances of passing.
Oman
Passed my FINRA Series-63 exam on the first try using these study materials the practice questions were spot on and made the real test feel easy.
TESTED 15 Dec 2025
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